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Exam UAE-Financial-Rules-and-Regulations Topic 1 Question 51 Discussion

Actual exam question for CISI's UAE-Financial-Rules-and-Regulations exam
Question #: 51
Topic #: 1
Establishing a local investment fund requires the approval of the Authority, for a public fund this will either be granted or rejected within:

Suggested Answer: C Vote an answer

According to the CISI UAE Financial Rules and Regulations, the process for establishing a local investment fund, including a public fund, involves obtaining approval from the relevant regulatory authority, which is usually the Securities and Commodities Authority (SCA). For public funds, the authority is required to either grant or reject the application within 20 working days from the submission date. This time frame ensures that there is adequate time for the Authority to review the application, conduct necessary evaluations, and ensure that the fund complies with all regulatory and legal requirements. The 20-working-day period ensures efficiency while allowing for a thorough review.
Reference: CISI UAE Financial Rules and Regulations - Investment Fund Establishment Process, Section
6.2.1 (2023).

by Lillian at Oct 15, 2025, 08:53 AM

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2026-03-14 01:43:18
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i don't think so answer is right ,please share page nos
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