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Exam CIFC Topic 1 Question 156 Discussion

Actual exam question for IFSE Institute's CIFC exam
Question #: 156
Topic #: 1
Charlotte has received proceeds from a deceased family member's estate. Charlotte decides to visit Malik, who's a Dealing Representative at her bank. She tells Malik, she does not know much about trading ETFs, but she wants to invest in ETFs. Charlotte says she feels fortunate to have this money and that she's not worried about losing it because she never planned on having any of it.
What element of the Know Your Client (KYC) information has Malik been able to learn?

Suggested Answer: B Vote an answer

by Georgia at Mar 18, 2024, 01:39 PM

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