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Exam ISO-9001-Lead-Auditor Topic 6 Question 211 Discussion

Actual exam question for PECB's ISO-9001-Lead-Auditor exam
Question #: 211
Topic #: 6
(In the context of a second-party quality management system audit, select the two correct statements from the following:)

Suggested Answer: B,F Vote an answer

ISO 9001:2015 does not define detailed audit role terminology itself, but it explicitly refers to ISO 19011 for audit guidance. This makes ISO 19011 authoritative for defining audit roles and responsibilities within ISO
9001 audits.
ISO 9001:2015, Clause 9.2.2 - NOTE:
"See ISO 19011 for guidance."
Therefore, the correctness of the statements is determined using ISO 19011 (Auditing management systems) principles, which are fully applicable to second-party audits.
# B. An auditor is a person who conducts an audit
# Correct
* ISO 19011 defines an auditor simply and clearly as "a person who conducts an audit."
* This definition applies equally to first-, second-, and third-party audits.
This statement is universally correct and fully aligned with ISO auditing terminology.
# F. When needed, a translator appointed by the auditee
# Correct
* ISO 19011 allows the use of translators/interpreters to support communication during audits.
* Translators are typically appointed by the auditee, not the audit team.
* Translators are not members of the audit team and do not influence audit conclusions.
This is a valid and correct statement for second-party audits.
# Why the other options are incorrect
# A. Guide appointed by the audit team leader
* In ISO 19011, a guide is appointed by the auditee, not by the audit team leader.
* The guide assists with logistics and access, not audit execution.
# Incorrect appointment authority.
# C. The audit team cannot include auditors-in-training
* ISO 19011 explicitly allows auditors-in-training to be part of the audit team under supervision.
# Incorrect restriction.
# D. Observer provides information about the organisation
* An observer does not provide information or participate in the audit.
* Observers may attend (e.g. regulators, accreditation bodies) but remain passive.
# Incorrect role description.
# E. A technical expert is part of the audit team
* A technical expert supports the audit team, but is not considered an auditor.
* They provide subject-matter expertise under the direction of auditors.
# The statement is misleading and therefore incorrect.

by Penelope at Apr 09, 2026, 09:12 AM

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